CFA金融分析师题量_【cfa金融分析师】一级多少题
The Standards of Practice Handbook is least likely to require a member of member’s firm to disclose which of the following to clients and prospective clients?
A. Market-making activities.
B. Service on a publicly traded company’s board of directors.
C. Obligation to abide by CFA Institute Code of Ethics and Standards of Professional Conduct.
【答案】C
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2022年CFA考试（Level Ⅰ）考试题库刷题下载
Antonio Mendoza, CFA, is an investment manager in private practice under the name Mendoza Investments. Mendoza solicits new business by making brief presentations describing his investment performance record. At each presentation, he makes available a 1-page information sheet that outlines his performance history for the past ten years. His telephone number is on the sheet for prospective clients who wish to contact him for additional supporting information. At the bottom of the sheet the following is stated: "Mendoza Investments has prepared and presented this report in compliance with the Global Investment Performance Standards (GIPS?).'' Mendoza's information sheet:
A. does not comply with GIPS.
B. violates the Standard that concerns performance presentation.
C. complies with both GIPS and the Standard that concerns performance presentation.
【答案】C
Which of the following is least likely to be considered a barrier to developing one universally recognized set of reporting standards?
A. Differences of opinion among various regulatory bodies.
B. Reluctance of firms to adhere to a single set of reporting standards.
C. Political pressure from stakeholders affected by reporting standards.
【答案】B
非专业金融分析师一级真题_【cfa金融分析师】特许金融分析师题
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