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金融分析师基础题_cfaLevel Ⅰ mock考试题库

Dudley Thompson is a bond salesman for a small broker/dealer in London. His firm is the lead underwriter on a new junk bond issue for the Ibex Corporation. In order to stimulate sales of the new issue, Thompson calls all of his accounts over 1,000,000, many of which belong to elderly clients with low risk tolerances, and tells them that the Ibex issue is a fantastic opportunity for high returns that is not to be missed. Thompson also posts overly optimistic projections for Ibex's performance on several Internet "chat rooms" in order to increase the price of the bond issue and enhance his clients' returns on the investment. According to the Standards concerning market manipulation and suitability, Watson is in violation of:

  A. both of these Standards.

  B. neither of these Standards.

  C. only one of these Standards.

  【答案】A


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Monthly demand for gasoline at a particular location, as a function of the price of gasoline and the price of bus travel, is given (in hundreds of gallons) as QD = 300 - 15 Pgas + 2 Pbus" The slope of the demand curve for gasoline is closest to:

  A. -0.07.

  B. -0.13.

  C. -15.00.

  【答案】A

What are the most likely effects on aggregate demand in the current period of an increase in expected future incomes and of an increase in the money supply?

  A. Both increase aggregate demand.

  B. Both decrease aggregate demand.

  C. One increases aggregate demand and one decreases aggregate demand.

  【答案】A  

金融分析师一级真题_cfa一级样题


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