CFA金融分析师一级模拟题_【cfa金融分析师】Level Ⅰ原版书模拟题
Dudley Thompson is a bond salesman for a small broker/dealer in London. His firm is the lead underwriter on a new junk bond issue for the Ibex Corporation. In order to stimulate sales of the new issue, Thompson calls all of his accounts over ￡1,000,000, many of which belong to elderly clients with low risk tolerances, and tells them that the Ibex issue is a fantastic opportunity for high returns that is not to be missed. Thompson also posts overly optimistic projections for Ibex's performance on several Internet "chat rooms" in order to increase the price of the bond issue and enhance his clients' returns on the investment. According to the Standards concerning market manipulation and suitability, Watson is in violation of:
A. both of these Standards.
B. neither of these Standards.
C. only one of these Standards.
【答案】A
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2022年CFA考试（Level Ⅰ）考试题库刷题下载
Which of the following is most likely used by technicians to measure inter-market relationships?
A. Fibonacci ratios.
B. Stochastic oscillators.
C. Relative strength analysis.
【答案】C
Which of the following statements regarding the money supply and determination of short-term interest rates is least accurate?
A. On balance, growth in real GDP tends to increase the transactional demand for money.
B. If the short-term interest rate is greater than the equilibrium rate, there will be excess supply of real money balances.
C. An increase in the real money supply from an initial equilibrium situation will cause households and businesses to sell interest-bearing securities.
【答案】C
特许金融分析师Level Ⅰ上午选择题_【cfa金融分析师】考试真题
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