特许金融分析师真题_cfaLevel Ⅰ 真题
Bill Kimm, CFA owns an asset management firm with offices downtown. To minimize rent expenses, each year Bill ships the previous year’s research records to a nearby warehouse. There, the reports are digitized and stored in both electronic and hard-copy forms. After five years, all paper copies are destroyed and only electronic copies are retained. Are Bill’s record-retention procedures in compliance with the CFA Institute Standards of Practice?
A. Yes.
B. No, because he did not retain the copies in his offices.
C. No, because he failed to retain the original documents.
【答案】A
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2022年CFA考试（Level Ⅰ）考试题库刷题下载
Antonio Mendoza, CFA, is an investment manager in private practice under the name Mendoza Investments. Mendoza solicits new business by making brief presentations describing his investment performance record. At each presentation, he makes available a 1-page information sheet that outlines his performance history for the past ten years. His telephone number is on the sheet for prospective clients who wish to contact him for additional supporting information. At the bottom of the sheet the following is stated: "Mendoza Investments has prepared and presented this report in compliance with the Global Investment Performance Standards (GIPS?).'' Mendoza's information sheet:
A. does not comply with GIPS.
B. violates the Standard that concerns performance presentation.
C. complies with both GIPS and the Standard that concerns performance presentation.
【答案】C
With respect to the IS-LM model, in an LM curve the real interest rate is:
A. positively related to real income, holding the real money supply constant.
B. held constant, resulting in excess savings being positively related to real income.
C. negatively related to real income, holding the marginal propensity to save constant.
【答案】A
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