CFA金融分析师Level Ⅰ多少道题_【cfa金融分析师】选择题
Heidi Krueger, CFA, has discretionary authority over the accounts of Johnson, for whom she manages a portfolio of energy stocks, and Osaki, for whom she manages a diversified portfolio of domestic and international stocks. Krueger always seeks the best price and execution and has disclosed to all of her clients the process she follows to make use of soft dollars and apply them for the benefit of her clients. In the year 2008, Krueger applied soft dollars generated from the Johnson and Osaki accounts to purchase a report on the economic impact of world events, to purchase an analysis of the domestic steel industry, and to purchase a new conference table for her office. Krueger was in compliance with the Code and Standards in the year 2008:
A. Only if she had not used soft dollars to pay for the conference table.
B. Only if she had not used soft dollars to pay for the conference table and had not used soft dollars from the trading of Johnson’s account to pay for the report on the domestic steel industry.
C. Because she disclosed her use of soft dollars and applied them for the direct and indirect benefit of her clients.
【答案】A
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Which of the following is most likely used by technicians to measure inter-market relationships?
A. Fibonacci ratios.
B. Stochastic oscillators.
C. Relative strength analysis.
【答案】C
Which of the following statements regarding the money supply and determination of short-term interest rates is least accurate?
A. On balance, growth in real GDP tends to increase the transactional demand for money.
B. If the short-term interest rate is greater than the equilibrium rate, there will be excess supply of real money balances.
C. An increase in the real money supply from an initial equilibrium situation will cause households and businesses to sell interest-bearing securities.
【答案】C
特许金融分析师考试题库效果好不好_cfaLevel Ⅰ历年考试题库
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