特许金融分析师品职押题班_cfa真题难度
Dudley Thompson is a bond salesman for a small broker/dealer in London. His firm is the lead underwriter on a new junk bond issue for the Ibex Corporation. In order to stimulate sales of the new issue, Thompson calls all of his accounts over ￡1,000,000, many of which belong to elderly clients with low risk tolerances, and tells them that the Ibex issue is a fantastic opportunity for high returns that is not to be missed. Thompson also posts overly optimistic projections for Ibex's performance on several Internet "chat rooms" in order to increase the price of the bond issue and enhance his clients' returns on the investment. According to the Standards concerning market manipulation and suitability, Watson is in violation of:
A. both of these Standards.
B. neither of these Standards.
C. only one of these Standards.
【答案】A
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2022年CFA考试（Level Ⅰ）考试题库刷题下载
Antonio Mendoza, CFA, is an investment manager in private practice under the name Mendoza Investments. Mendoza solicits new business by making brief presentations describing his investment performance record. At each presentation, he makes available a 1-page information sheet that outlines his performance history for the past ten years. His telephone number is on the sheet for prospective clients who wish to contact him for additional supporting information. At the bottom of the sheet the following is stated: "Mendoza Investments has prepared and presented this report in compliance with the Global Investment Performance Standards (GIPS?).'' Mendoza's information sheet:
A. does not comply with GIPS.
B. violates the Standard that concerns performance presentation.
C. complies with both GIPS and the Standard that concerns performance presentation.
【答案】C
The Keynesian view suggests that the government can reduce aggregate demand by using:
A. restrictive fiscal policy to shift the government budget toward a surplus (or smaller deficit).
B. restrictive fiscal policy to shift the government budget toward a deficit (or a smaller surplus).
C. expansionary fiscal policy to shift the government budget toward a surplus (or a smaller deficit).
【答案】A
cfa金融分析师真题_cfaLevel Ⅰ 猜题 选
查看完整版： 2022年CFA考试（Level Ⅰ）考试题库刷题下载
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