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CFA金融分析师模拟题难度_cfaLevel Ⅰ题

Gloria Brown, CFA, is the founder and portfolio manager of the Everglades Fund. In its first year the fund generated a return of 35%. Building on the funds performance, Gloria created new marketing materials that showed the funds gross 1-year return as well as the 3-, and 5-year returns which he calculated by using back-tested performance information. As the marketing material is used only for presentations to institutional clients, Gloria does not mention the inclusion of back-tested data. According to the Standards of Practice Handbook, did Gloria violate any CFA Institute Standards of Professional Conduct?

  A. No.

  B. Yes, because he did not disclose the use of back-tested data.

  C. Yes, because he failed to deduct all fees and expenses before calculating the funds track record.

  【答案】B


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Which of the following is most likely used by technicians to measure inter-market relationships?

  A. Fibonacci ratios.

  B. Stochastic oscillators.

  C. Relative strength analysis.

  【答案】C

Which of the following condition is least likely to be the obstacle to the efficient allocation of productive resources:

  A. Price controls

  B. Taxes and trade restrictions

  C. Perfect competition

  【答案】C

特许金融分析师Level Ⅰ模拟题翻译_cfa Level Ⅰ 选择题


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