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金融分析师的训练题_cfaLevel Ⅰ下午考试题库

Heidi Krueger, CFA, has discretionary authority over the accounts of Johnson, for whom she manages a portfolio of energy stocks, and Osaki, for whom she manages a diversified portfolio of domestic and international stocks. Krueger always seeks the best price and execution and has disclosed to all of her clients the process she follows to make use of soft dollars and apply them for the benefit of her clients. In the year 2008, Krueger applied soft dollars generated from the Johnson and Osaki accounts to purchase a report on the economic impact of world events, to purchase an analysis of the domestic steel industry, and to purchase a new conference table for her office. Krueger was in compliance with the Code and Standards in the year 2008:

  A. Only if she had not used soft dollars to pay for the conference table.

  B. Only if she had not used soft dollars to pay for the conference table and had not used soft dollars from the trading of Johnsons account to pay for the report on the domestic steel industry.

  C. Because she disclosed her use of soft dollars and applied them for the direct and indirect benefit of her clients.

  【答案】A


查看完整版:  2022年CFA考试(Level Ⅰ)考试题库刷题下载


Monthly demand for gasoline at a particular location, as a function of the price of gasoline and the price of bus travel, is given (in hundreds of gallons) as QD = 300 - 15 Pgas + 2 Pbus" The slope of the demand curve for gasoline is closest to:

  A. -0.07.

  B. -0.13.

  C. -15.00.

  【答案】A

What are the most likely effects on aggregate demand in the current period of an increase in expected future incomes and of an increase in the money supply?

  A. Both increase aggregate demand.

  B. Both decrease aggregate demand.

  C. One increases aggregate demand and one decreases aggregate demand.

  【答案】A  

8000题特许金融分析师_cfaLevel Ⅰ上午题


查看完整版:  2022年CFA考试(Level Ⅰ)考试题库刷题下载





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