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CFA金融分析师刷题_cfaLevel Ⅰ历年考试题库

Bill Kimm, CFA owns an asset management firm with offices downtown. To minimize rent expenses, each year Bill ships the previous years research records to a nearby warehouse. There, the reports are digitized and stored in both electronic and hard-copy forms. After five years, all paper copies are destroyed and only electronic copies are retained. Are Bills record-retention procedures in compliance with the CFA Institute Standards of Practice?

  A. Yes.

  B. No, because he did not retain the copies in his offices.

  C. No, because he failed to retain the original documents.

  【答案】A


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A central bank's ability to achieve its policy goals is most likely to be limited by available resources when which of the following actual rates is below its target rate?

  A. Interest rate.

  B. Inflation rate.

  C. Exchange rate.

  【答案】C

Which of the following statements regarding the money supply and determination of short-term interest rates is least accurate?

  A. On balance, growth in real GDP tends to increase the transactional demand for money.

  B. If the short-term interest rate is greater than the equilibrium rate, there will be excess supply of real money balances.

  C. An increase in the real money supply from an initial equilibrium situation will cause households and businesses to sell interest-bearing securities.

  【答案】C

CFA金融分析师Level Ⅰ原版书模拟题_cfa mock 考试题库难度


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