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特许金融分析师是选择题吗_cfa level 3考试题库

Heidi Krueger, CFA, has discretionary authority over the accounts of Johnson, for whom she manages a portfolio of energy stocks, and Osaki, for whom she manages a diversified portfolio of domestic and international stocks. Krueger always seeks the best price and execution and has disclosed to all of her clients the process she follows to make use of soft dollars and apply them for the benefit of her clients. In the year 2008, Krueger applied soft dollars generated from the Johnson and Osaki accounts to purchase a report on the economic impact of world events, to purchase an analysis of the domestic steel industry, and to purchase a new conference table for her office. Krueger was in compliance with the Code and Standards in the year 2008:

  A. Only if she had not used soft dollars to pay for the conference table.

  B. Only if she had not used soft dollars to pay for the conference table and had not used soft dollars from the trading of Johnsons account to pay for the report on the domestic steel industry.

  C. Because she disclosed her use of soft dollars and applied them for the direct and indirect benefit of her clients.

  【答案】A


查看完整版:  2022年CFA考试(Level Ⅰ)考试题库刷题下载


A central bank's ability to achieve its policy goals is most likely to be limited by available resources when which of the following actual rates is below its target rate?

  A. Interest rate.

  B. Inflation rate.

  C. Exchange rate.

  【答案】C

An analysis determined that approximately 99 percent of the observations of daily sales for a company were within the interval from $250,000 to $580,000 and that daily sales for the company were normally distributed. The mean daily sales and standard deviation of daily sales, respectively, for the company were closest to:

  Mean daily sales    Standard deviation of daily sales

  A. $415,000       $41,667

  B. $415,000       $55,000

  C. $355,115       $41,667

  【答案】B

金融分析师题_cfaLevel Ⅰ历年考试题库


查看完整版:  2022年CFA考试(Level Ⅰ)考试题库刷题下载





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