2022年特许金融分析师考试题库效果_cfa一级 真题
Heidi Krueger, CFA, has discretionary authority over the accounts of Johnson, for whom she manages a portfolio of energy stocks, and Osaki, for whom she manages a diversified portfolio of domestic and international stocks. Krueger always seeks the best price and execution and has disclosed to all of her clients the process she follows to make use of soft dollars and apply them for the benefit of her clients. In the year 2008, Krueger applied soft dollars generated from the Johnson and Osaki accounts to purchase a report on the economic impact of world events, to purchase an analysis of the domestic steel industry, and to purchase a new conference table for her office. Krueger was in compliance with the Code and Standards in the year 2008:
A. Only if she had not used soft dollars to pay for the conference table.
B. Only if she had not used soft dollars to pay for the conference table and had not used soft dollars from the trading of Johnson’s account to pay for the report on the domestic steel industry.
C. Because she disclosed her use of soft dollars and applied them for the direct and indirect benefit of her clients.
【答案】A
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2022年CFA考试（Level Ⅰ）考试题库刷题下载
Which of the following is most likely used by technicians to measure inter-market relationships?
A. Fibonacci ratios.
B. Stochastic oscillators.
C. Relative strength analysis.
【答案】C
Which of the following is least likely to be considered a barrier to developing one universally recognized set of reporting standards?
A. Differences of opinion among various regulatory bodies.
B. Reluctance of firms to adhere to a single set of reporting standards.
C. Political pressure from stakeholders affected by reporting standards.
【答案】B
CFA金融分析师刷题_【cfa金融分析师】样题
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