2022年特许金融分析师简单选择题_cfaLevel Ⅰ文得考试题库
Dudley Thompson is a bond salesman for a small broker/dealer in London. His firm is the lead underwriter on a new junk bond issue for the Ibex Corporation. In order to stimulate sales of the new issue, Thompson calls all of his accounts over ￡1,000,000, many of which belong to elderly clients with low risk tolerances, and tells them that the Ibex issue is a fantastic opportunity for high returns that is not to be missed. Thompson also posts overly optimistic projections for Ibex's performance on several Internet "chat rooms" in order to increase the price of the bond issue and enhance his clients' returns on the investment. According to the Standards concerning market manipulation and suitability, Watson is in violation of:
A. both of these Standards.
B. neither of these Standards.
C. only one of these Standards.
【答案】A
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2022年CFA考试（Level Ⅰ）考试题库刷题下载
Which of the following is most likely used by technicians to measure inter-market relationships?
A. Fibonacci ratios.
B. Stochastic oscillators.
C. Relative strength analysis.
【答案】C
Which of the following is least likely to be considered a barrier to developing one universally recognized set of reporting standards?
A. Differences of opinion among various regulatory bodies.
B. Reluctance of firms to adhere to a single set of reporting standards.
C. Political pressure from stakeholders affected by reporting standards.
【答案】B
国际金融分析师考试考试题库_【cfa金融分析师】一级多少题
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