CFA金融分析师一级多少题_cfa每部分做对多少题
During an onsite company visit, Jane Wang, CFA. accidentally overheard the Chief Executive Officer (CEO) of Stargazer, Inc. discussing the company’s tender offer to purchase Dynamica Enterprises, a retailer of Stargazer products. According to the CFA Institute Standards of Professional Conduct, Wang most likely cannot use the information because:
A. it relates to a tender offer.
B. it was overheard and might be considered unreliable.
C. she does not have a reasonable and adequate basis for taking investment action.
【答案】A
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Antonio Mendoza, CFA, is an investment manager in private practice under the name Mendoza Investments. Mendoza solicits new business by making brief presentations describing his investment performance record. At each presentation, he makes available a 1-page information sheet that outlines his performance history for the past ten years. His telephone number is on the sheet for prospective clients who wish to contact him for additional supporting information. At the bottom of the sheet the following is stated: "Mendoza Investments has prepared and presented this report in compliance with the Global Investment Performance Standards (GIPS?).'' Mendoza's information sheet:
A. does not comply with GIPS.
B. violates the Standard that concerns performance presentation.
C. complies with both GIPS and the Standard that concerns performance presentation.
【答案】C
Which of the following condition is least likely to be the obstacle to the efficient allocation of productive resources:
A. Price controls
B. Taxes and trade restrictions
C. Perfect competition
【答案】C
海南金融分析师考试原题_cfa 真题卷
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