特许金融分析师 真题_cfa考试一共多少题
Gloria Brown, CFA, is the founder and portfolio manager of the Everglades Fund. In its first year the fund generated a return of 35%. Building on the fund’s performance, Gloria created new marketing materials that showed the fund’s gross 1-year return as well as the 3-, and 5-year returns which he calculated by using back-tested performance information. As the marketing material is used only for presentations to institutional clients, Gloria does not mention the inclusion of back-tested data. According to the Standards of Practice Handbook, did Gloria violate any CFA Institute Standards of Professional Conduct?
A. No.
B. Yes, because he did not disclose the use of back-tested data.
C. Yes, because he failed to deduct all fees and expenses before calculating the fund’s track record.
【答案】B
查看完整版: 2022年CFA考试(Level Ⅰ)考试题库刷题下载
Which of the following would least likely be categorized as a multivariate distribution?
A. The days a stock traded and the days it did not trade.
B. The return of a stock and the return of the DJIA.
C. The days a stock traded and the days the DJIA went up.
【答案】A
Which of the following is least likely to be considered a barrier to developing one universally recognized set of reporting standards?
A. Differences of opinion among various regulatory bodies.
B. Reluctance of firms to adhere to a single set of reporting standards.
C. Political pressure from stakeholders affected by reporting standards.
【答案】B
CFA金融分析师一级考试题库_cfa一级一共多少题
查看完整版: 2022年CFA考试(Level Ⅰ)考试题库刷题下载

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