金融分析师Level Ⅰ考试题库_【cfa金融分析师】刷题
Dudley Thompson is a bond salesman for a small broker/dealer in London. His firm is the lead underwriter on a new junk bond issue for the Ibex Corporation. In order to stimulate sales of the new issue, Thompson calls all of his accounts over ￡1,000,000, many of which belong to elderly clients with low risk tolerances, and tells them that the Ibex issue is a fantastic opportunity for high returns that is not to be missed. Thompson also posts overly optimistic projections for Ibex's performance on several Internet "chat rooms" in order to increase the price of the bond issue and enhance his clients' returns on the investment. According to the Standards concerning market manipulation and suitability, Watson is in violation of:
A. both of these Standards.
B. neither of these Standards.
C. only one of these Standards.
【答案】A
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2022年CFA考试（Level Ⅰ）考试题库刷题下载
Which of the following would least likely be categorized as a multivariate distribution?
A. The days a stock traded and the days it did not trade.
B. The return of a stock and the return of the DJIA.
C. The days a stock traded and the days the DJIA went up.
【答案】A
Which of the following statements regarding the money supply and determination of short-term interest rates is least accurate?
A. On balance, growth in real GDP tends to increase the transactional demand for money.
B. If the short-term interest rate is greater than the equilibrium rate, there will be excess supply of real money balances.
C. An increase in the real money supply from an initial equilibrium situation will cause households and businesses to sell interest-bearing securities.
【答案】C
金融分析师Level Ⅰ都是选择题吗_cfaLevel Ⅰ试题试卷
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