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2022年特许金融分析师押题怎么选_cfaLevel Ⅰ刷题

Dudley Thompson is a bond salesman for a small broker/dealer in London. His firm is the lead underwriter on a new junk bond issue for the Ibex Corporation. In order to stimulate sales of the new issue, Thompson calls all of his accounts over 1,000,000, many of which belong to elderly clients with low risk tolerances, and tells them that the Ibex issue is a fantastic opportunity for high returns that is not to be missed. Thompson also posts overly optimistic projections for Ibex's performance on several Internet "chat rooms" in order to increase the price of the bond issue and enhance his clients' returns on the investment. According to the Standards concerning market manipulation and suitability, Watson is in violation of:

  A. both of these Standards.

  B. neither of these Standards.

  C. only one of these Standards.

  【答案】A


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Independent samples drawn from normally distributed populations exhibit the following characteristics:

  

 

  Assuming that the variances of the underlying populations are equal, the pooled estimate of the common variance is 2,678.05. The t-test statistic appropriate to test the hypothesis that the two population means are equal is closest to:

  A. 1.90.

  B. 0.29.

  C. 0.94.

  【答案】C

An increase in the supply of cars is most likely to be caused by a (n):

  A. increase in wages.

  B. decrease in price of steel.

  C. decrease in the price of cars.

  【答案】B

金融分析师定量分析考试题库_cfaLevel Ⅰ考试试题试卷


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