文得CFA金融分析师考试题库_cfaLevel Ⅰ考试试题试卷
Rob Elliott, a CFA candidate, is an analyst with a large asset management firm. His personal portfolio includes a large amount of common stock of TECH Inc., a semiconductor company which his firm does not currently follow. The director of the research department has just asked Elliott to analyze TECH and write a report about its investment potential, which will be distributed to clients and prospective clients. Based on the CFA Institute Standards of Professional Conduct, the most appropriate course of action for Elliot to take would be to:
A. sell his shares of TECH before completing the report.
B. decline to write the report.
C. disclose the ownership of the stock to his employer and in the report if he writes it.
【答案】C
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According to the crowding-out model, persistent, large government budget deficits are most likely to be associated with a(n):
A. increase in net exports
B. decrease in private spending
C. decrease in the real rate of interest
【答案】B
Which of the following is least likely to be considered a barrier to developing one universally recognized set of reporting standards?
A. Differences of opinion among various regulatory bodies.
B. Reluctance of firms to adhere to a single set of reporting standards.
C. Political pressure from stakeholders affected by reporting standards.
【答案】B
文得CFA金融分析师考试题库_cfa一级考试题库预测
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