金融分析师一级真题_【cfa金融分析师】一级模拟题
Heidi Krueger, CFA, has discretionary authority over the accounts of Johnson, for whom she manages a portfolio of energy stocks, and Osaki, for whom she manages a diversified portfolio of domestic and international stocks. Krueger always seeks the best price and execution and has disclosed to all of her clients the process she follows to make use of soft dollars and apply them for the benefit of her clients. In the year 2008, Krueger applied soft dollars generated from the Johnson and Osaki accounts to purchase a report on the economic impact of world events, to purchase an analysis of the domestic steel industry, and to purchase a new conference table for her office. Krueger was in compliance with the Code and Standards in the year 2008:
A. Only if she had not used soft dollars to pay for the conference table.
B. Only if she had not used soft dollars to pay for the conference table and had not used soft dollars from the trading of Johnson’s account to pay for the report on the domestic steel industry.
C. Because she disclosed her use of soft dollars and applied them for the direct and indirect benefit of her clients.
【答案】A
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2022年CFA考试（Level Ⅰ）考试题库刷题下载
Antonio Mendoza, CFA, is an investment manager in private practice under the name Mendoza Investments. Mendoza solicits new business by making brief presentations describing his investment performance record. At each presentation, he makes available a 1-page information sheet that outlines his performance history for the past ten years. His telephone number is on the sheet for prospective clients who wish to contact him for additional supporting information. At the bottom of the sheet the following is stated: "Mendoza Investments has prepared and presented this report in compliance with the Global Investment Performance Standards (GIPS?).'' Mendoza's information sheet:
A. does not comply with GIPS.
B. violates the Standard that concerns performance presentation.
C. complies with both GIPS and the Standard that concerns performance presentation.
【答案】C
Does the quantity theory of money assume that in the long run:
Potential GDP is influenced the price level is influenced
by the quantity of money? by the quantity of money?
A. No No
B. No Yes
C. Yes No
【答案】B
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