2022年特许金融分析师模拟题勘误_cfaLevel Ⅰ考试多少题
Rob Elliott, a CFA candidate, is an analyst with a large asset management firm. His personal portfolio includes a large amount of common stock of TECH Inc., a semiconductor company which his firm does not currently follow. The director of the research department has just asked Elliott to analyze TECH and write a report about its investment potential, which will be distributed to clients and prospective clients. Based on the CFA Institute Standards of Professional Conduct, the most appropriate course of action for Elliot to take would be to:
A. sell his shares of TECH before completing the report.
B. decline to write the report.
C. disclose the ownership of the stock to his employer and in the report if he writes it.
【答案】C
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2022年CFA考试（Level Ⅰ）考试题库刷题下载
Antonio Mendoza, CFA, is an investment manager in private practice under the name Mendoza Investments. Mendoza solicits new business by making brief presentations describing his investment performance record. At each presentation, he makes available a 1-page information sheet that outlines his performance history for the past ten years. His telephone number is on the sheet for prospective clients who wish to contact him for additional supporting information. At the bottom of the sheet the following is stated: "Mendoza Investments has prepared and presented this report in compliance with the Global Investment Performance Standards (GIPS?).'' Mendoza's information sheet:
A. does not comply with GIPS.
B. violates the Standard that concerns performance presentation.
C. complies with both GIPS and the Standard that concerns performance presentation.
【答案】C
The Keynesian view suggests that the government can reduce aggregate demand by using:
A. restrictive fiscal policy to shift the government budget toward a surplus (or smaller deficit).
B. restrictive fiscal policy to shift the government budget toward a deficit (or a smaller surplus).
C. expansionary fiscal policy to shift the government budget toward a surplus (or a smaller deficit).
【答案】A
金融分析师历年考试题库_cfa押题准吗
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